资本项目外汇业务操作指引（2017年版）目录第一部分国家外汇管理局资本项目外汇业务操作指引...........................................................1国家外汇管理局资本项目外汇业务操作指引有关说明............................11.1短期外债余额指标核准...................................................21.2合格境外机构投资者（QFII）投资额度备案/审批............................41.3人民币合格境外机构投资者（RQFII）投资额度备案/审批.....................51.4合格境外机构投资者（QFII/RQFII）投资额度调减或取消备案/审批............71.5合格境内机构投资者（QDII）投资额度审批................................81.6非银行金融机构结售汇业务资格审批.......................................9第二部分外汇分（支）局资本项目外汇业务操作指引.........................................................12外汇分（支）局资本项目外汇业务操作指引有关说明...........................12一、跨境信贷业务........................................................................................................................132.1短期外债余额指标核准..................................................132.2非银行债务人外债签约（变更）登记......................................142.3财政部门和银行外债登记................................................202.4非银行债务人非资金划转类提款备案......................................232.5非银行债务人非资金划转类还本付息备案..................................242.6非银行债务人外债注销登记..............................................252.7内保外贷签约（变更）登记..............................................262.8非银行机构内保外贷业务集中登记管理....................................292.9内保外贷注销登记......................................................312.10外保内贷履约外债登记.................................................312.11外保内贷履约款结（购）汇.............................................332.12融资租赁对外债权登记.................................................332.13内保外贷担保履约对外债权登记.........................................342.14境内机构境外放款额度登记.............................................362.15境内机构境外放款额度变更与注销登记...................................37二、证券投资管理业务.................................................................................................................403.1境内公司境外上市登记..................................................403.2境外上市公司境内股东持股登记..........................................413.3境外上市变更登记、注销登记............................................413.4境外上市公司境内股东持股变更登记......................................423.5境内机构境外衍生业务外汇登记..........................................433.6境内机构境外衍生业务外汇变更（注销）登记..............................433.7上市公司回购B股股份购汇额度审批......................................443.8银行人民币结构性存款业务外汇登记......................................45三、非银行金融机构管理业务.....................................................................................................474.1非银行金融机构主体信息登记及变更登记..................................474.2非银行金融机构申请结售汇业务资格初审..................................474.3非银行金融机构外汇业务备案管理........................................494.4非银行金融机构资本金（或营运资金）本外币转换管理......................50四、资本项下个人外汇业务管理.............................
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